Sales: Sales: Support: Support:
  • Plagiarism-free papers
  • 100% confidentiality
  • Reasonable prices
  • Highly experienced professionals
  • FREE reference and cover page
Analysis Essays
Business Essays
Economics Essays
Environment Essays
Informative Essays
Law Essays
Literature Essays
Management Essays
Medicine Essays
Philosophy Essays

Compliance Philosophy

← United States Criminal Justice SystemLegal and Medical Issues Influencing Health Professionals →

Buy custom Compliance Philosophy essay

What is your role as a compliance officer? How does this role relate to the company and to its employees?

As a compliance officer I am responsible for ensuring that the company’s procedures and policies are followed by the stakeholders (Board of Directors, managers, employees, as well as customers). Further, I check whether all procedures of customer protection are followed; ensure that relevant checks and reviews are done; resolve customer complaints with the help of TCF rules and the extant ?ompany Code; settle issues with ombudsmen or Financial Services Authorities; work out new compliance procedures; conduct audit of company’s practices to ensure that they are in line with extant regulations. To achieve these goals, regular inspections (of the workplace) need to be held (Bennet-Anderson & Hartman, 2005, p.696).

What biases might you have that will influence your job performance?

Some compliance officers might have preconceived ideas which may bias the audit; sometimes biases are based on either sex or race. Yet,  I am free from any of these. Also, sometimes compliance officers may be biased against the very topic of compliance or even against the employer (Banks & Banks, 2002; Pupke, 2008, p. 188) 

What will be your goals in the new role?

The primary goals will be to ensure that conflicts of interest do not arise and to ensure that all necessary regulations as well as obligations are complied with.  In other words, my roles are to ensure that the company effectively complies with existing policies and internal procedures and to ensure that integrity is maintained within the company. Also, my role is to ensure necessary customer protection practices are complied with.  

How are they drawn from your compliance philosophy?

These goals stem from my understanding the mission of the compliance officer as the one who fosters the compliance culture (basically, this means adherence to existing regulations) and promotes the building of customer trust. Compliance philosophy also includes efforts to improve the performance of the company by guiding its members to compliance by the use of compliance codes, codes of ethics, existing operating standards, and corporate philosophy and policy (Bennet-Anderson & Hartman, 2005, p. 441-442).  

Buy custom Compliance Philosophy essay

Order Now
Order nowhesitating

Related essays

  1. Legal and Medical Issues Influencing Health Professionals
  2. Banning Smoking in Cars with Children
  3. United States Criminal Justice System
  4. Madoff's Case

Order now
No Plagiarism
Appropriate Referencing
Total Confidentiality
100% Satisfaction
Money back guarantee
Free revision within 2 days
Personal account
Monitoring order progress
Flexible discounts
Can you explain how your essay writing service works?
How reliable is your writing service?
What types of papers can I buy from you?
Who will write my papers?
How quickly can you write my paper?
What charge can I expect you to apply for writing my essay?
Can I expect a discount?
Can I expect my essay papers to be original and free of plagiarism?
Will you revise my paper if I ask you to?
Will I have to pay for title pages, outlines, reference lists or bibliographies?
Will I get my money back if I am dissatisfied?
What payment methods do you accept?

I never believed that some online companies could write a really good paper. However, when I found myself in a difficult situation and placed my order with you, I was absolutely surprised to receive it on time. I am happy I was right in my choices, and I will recommend you to my friends, too.

Jessy Nice, Texas

This is the first time I ever tried to order a paper online. The thing I regret the most is that I did not know you earlier. Now I realize that you could have made my life so much easier!

Maggie, Sussex

Every query you make to receives our undivided attention.

Our phone numbers:

The website is owned and operated by Global Soft Group Corp, BVI


Get 15% off your first custom essay order

Order now

from $12.99/PAGE